Cherokee pays SEC fine for mischarging LPs for compliance costs

By Sam Sutton — 3 years ago

Cherokee Investment Partners racked up $171,232 in expenses when it registered as an investment adviser with the SEC. The Raleigh, North Carolina-based firm paid another $239,362 for legal and consulting services when the SEC conducted an examination in 2013. Cherokee then forked over $45,104 to lawyers when the SEC conducted an investigation of the firm’s […]

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