Capstone promotes Veatch to chief audit officer

Capstone Financial Group has promoted Tracy Veatch to chief audit officer. In her new position, Veatch will oversee Capstone’s internal audit department and report to the board of directors’ audit committee. Headquartered in Irvine, Calif., Capstone is a financial services firm.


IRVINE, Calif., Feb. 26, 2014 /PRNewswire/ — Capstone Financial Group, Inc. (OTCBB: CAPP) (“Capstone”), an investment and merchant banking group, has promoted Tracy Veatch to Chief Audit Officer, the firm announced today. In her new role, Veatch will oversee Capstone’s internal audit department and report to the board of directors’ audit committee. She will also be actively involved in the company’s corporate governance efforts.
“I am extremely honored to be promoted to chief audit officer,” Veatch said. “I look forward to joining Capstone’s executive management team and helping the firm continue to grow and become a major player in the investment banking space.”
Veatch has over 13 years of experience in the financial services industry, specializing in investment, estate planning and charitable giving. She was formerly a compliance officer and first vice president with Capstone, overseeing the firm’s compliance department. She was also responsible for licensing and regulations, quality assurance, email monitoring and enforcement of FINRA’s rules and regulations.
Veatch joined Capstone as a vice president and investment executive in 2012 after holding several positions, including investment advisor, at Washington Mutual JPMorgan Chase for a decade. She is currently pursuing her MBA in International Global Management from the Thunderbird School of Global Management.
“Tracy has proven to be an invaluable employee in countless areas and a key member of the Capstone management team,” said Darin Pastor, Chairman and Chief Executive Officer. “She has consistently exceeded our expectations and we have no doubt that she will continue to excel in this role. Her oversight will be a key part of our continued success.”
About Capstone Financial Group, Inc.
Capstone Financial Group, Inc. (CAPP) is a financial services-related firm headquartered in Irvine, Calif. Founded in 2013 by Chairman and Chief Executive Officer Darin Pastor, the company includes wholly-owned subsidiary Capstone Affluent Strategies. The firm’s executive management team consists of leaders who have more than 100 collective years of experience in wealth management and investment banking, with a thorough understanding of clean technology and industrial growth, capital raising services concerning municipal government interests, private placements, and public offerings of corporate debt and corporate equity. For more information, visit