My weekly video segment with Reuters Insider was about the SEC’s proposed rule that would ban private equity placement agents from pitching their clients to public pension funds. The most recent development was a letter from the SEC to FINRA, suggesting a third path whereby FINRA-registered broker-dealers would be allowed to work with public pensions, so long as FINRA set new regulations to discourage pay-to-play activities. Per usual, we filmed from a tiny room just a stone’s throw from the home office…
If you do not receive this within five minutes, please try and sign in again. If the problem persists, please
email: subscriptions@peimedia.com.