Imperial Capital LLC

(All Figures in $M)

Firm Details

Name
Imperial Capital LLC
Location
10100 Santa Monica Boulevard
Suite 2400
Los Angeles, California
United States
Phone Number
+1 (310) 246-3700
Website
www.imperialcapital.com
Firm Status
Seek'g Invts
Firm Type
Bank Affiliated
Year Founded
1997

Other Offices (5)

Location
One California Street
Suite 3025
SAN FRANCISCO, California
United States
200 South Wacker Drive
Suite 3100
CHICAGO, Illinois
United States
101 Arch Street
Suite 1762
BOSTON, Massachusetts
United States
60 South Sixth Street
Suite 3720
MINNEAPOLIS, Minnesota
United States
277 Park Avenue
48th Floor
New York, New York
United States

Top Co-Investors (4)

Firm Name
# of Companies
# of Rounds
Co-Investments
Norwest Venture Partners
1
1
-
Accel Partners & Co Inc
1
1
-
Lighthouse Capital Partners LP
1
1
-
Focus Ventures Ltd
1
1
-

Direct Investments (10)

Company Name
Industry
Still in Portfolio
Company Status
Last Investment Date
Location
Associated Freezers Corporation
Consumer Related
No
Acquisition
07/31/1996
Toronto
Canada
E.D. Smith & Sons, Ltd.
Consumer Related
No
Acquisition
01/31/2002
Winona
Canada
Escalate, Inc.
Internet Specific
No
Acquisition
05/23/2002
Redwood City
United States
Lise Watier Cosmetiques
Consumer Related
No
Acquisition
03/15/2007
Ville Mont-Royal
Canada
Mercanti Group LLC
Internet Specific
No
LBO
12/14/2009
Minneapolis
United States
Pcp Acquisition Inc
Internet Specific
No
LBO
12/31/1998
San Diego
United States
Petrobridge Investment Management LLC
Internet Specific
No
LBO
11/12/2009
Los Angeles
United States
Stantec, Inc.
Internet Specific
No
Went Public
12/31/1993
Edmonton
Canada
Usbx Inc
Internet Specific
No
LBO
12/26/2007
Santa Monica
United States
i2Go.com, Inc.
Communications and Media
No
Defunct
10/27/2000
Atlanta
United States

Funds Managed by Firm (1)

Name
Size
Stage
Year
Imperial Capital – Unspecified Fund
-
Generalist
1997

Investment Profile: State/Region (5)

State/Region
# of Companies
Sum Inv
Avg per Company
California
4
0.309
0.1
38.2%
Georgia
1
0.5
0.5
61.8%
Ontario,(CA)
2
-
-
0%
Minnesota
1
-
-
0%
Alberta,(CA)
1
-
-
0%

Investment Profile: Industry (1)

Industry
# of Companies
Sum Inv
Avg per Company
Other Products and Services
9
0.809
0.1
100%

Investment Profile: Nation (2)

Nation
# of Companies
Sum Inv
Avg per Company
United States
6
0.809
0.1
100%
Canada
3
-
-
0%

Investment Profile: Stage (2)

Stage
# of Companies
Sum Inv
Avg per Company
Later Stage
2
0.809
0.4
100%
LBO
7
-
-
0%

Investment Profile: Status (4)

Status
# of Companies
Sum Inv
Avg per Company
Acquisition
3
0.309
0.1
38.2%
Defunct
1
0.5
0.5
61.8%
Went Public
1
-
-
0%
LBO
4
-
-
0%

Investment Profile: Year (7)

Year
# of Companies
Sum Inv
Avg per Company
1993
1
-
-
0%
1996
1
-
-
0%
1998
1
-
-
0%
2000
1
0.5
0.5
61.8%
2002
2
0.309
0.2
38.2%
2007
1
-
-
0%
2009
2
-
-
0%

Firm Executives (9)

Name
Position
Phone
E-mail
Tom Corcoran
President
+1 (310) 246-3700
tcorcoran@imperialcapital.com
Mark Martis
Chief Operating Officer
+1 (310) 246-3700
mmartis@imperialcapital.com
Harry Chung
Chief Financial Officer
+1 (310) 246-3700
hchung@imperialcapital.com
Adam Braham
Senior Vice President
+1 (310) 246-3700
-
Frederik Verpoest
Vice President
+1 (310) 246-3700
-
Todd Wiench
General Counsel
+1 (310) 246-3700
twiench@imperialcapital.com
Nikolaos Argiriou
Managing Director
+1 (310) 246-3700
-
Randall Wooster
Chairman, CEO, Director
+1 (310) 246-3700
rwooster@imperialcapital.com
Jason Reese
Executive Officer, Chairman of the Board
+1 (310) 246-3700
jreese@imperialcapital.com