Sold compliance consulting business CounselWorks to Duff & Phelps in 2016
Expertise in buy-side and sell-side regulations
Developed relationships with SEC and Congressional committees
In late 2006, Rosemary Fanelli launched a compliance consulting business called CounselWorks. She had been the chief compliance officer of investment bank Allen & Co — a position in which “I was able to become extremely familiar with both sell-side and buy-side regulations,” she said ...