Contributor

Display Name

Lindsey Simon

First Name

Lindsey

Last Name

Simon

Professional Information

Company

Simon Compliance

Title

Founder

Summary

Simon Compliance helps investment advisers, broker dealers and futures firms navigate the compliance landscape. We provide proactive legal and compliance services for firms of all sizes and needs.

Specialties

investment adviser, broker dealer, futures, swaps, derivitaves

Education

School Name

Northwestern University School of Law

Major

J.D., Law

Time Period

1993 – 1996

Additional Information

Websites

http://www.simoncompliance.com