Thomas Carter

  • @capitalwindow
  • Member Since:
  • Last: active 4 years, 8 months ago

Basic Information

Display Name


First Name


Last Name



760 845-7545


110 West C Street #1300
San Diego, CA 92101

About Me

Thomas Carter is a pioneering, multi-faceted entrepreneur with successes over the past 25 years in start-ups targeted at new product innovation, multimedia, action sports, marketing and corporate finance. In founding Capital Window Corporation, Carter developed and commercialized a proprietary method of standardizing the arduous, time consuming and expensive task of “packaging” those firms seeking to attract capital, into a fast-track, modularized process, unique to the industry. Utilizing Carter’s innovative techniques, over 250 companies have received performance enhancement successes while raising millions in capital.

In understanding the challenging capital environment and needs of small to mid-size American companies, Carter has recently founded two new firms, Capital DPO and The Lion Exchange which both support the objectives of Capital Window Fund I, L.P., the first fund to focus on assisting direct public offerings for portfolio companies. Capital DPO provides innovative, affordable and effective services for companies to access public capital markets through a Direct Public Offering of their stock with subsequent market place, promotional and transactional support via The Equity Round platform. Such a unique, logical process for American companies creates a real conduit for the private equity community, by facilitating quality alternative investment opportunities within the capital markets, financial advisor and accredited and non accredited network sectors.

As one of the founders of the action sports industry, Carter visualized and then structured diversified and ground breaking approaches to monetize the industry via partnerships and endorsements with regional and Fortune 500 firms. Additionally, Carter has taken two companies public while raising millions of dollars. Carter has been married for 12 years, has five boys and resides in San Diego, California.

Professional Information


Lion Exchange Inc




The Lion Exchange the New American Marketplace for Business Growth & Liquidity. By providing a stable marketplace and utilizing the latest process for Direct Public Offerings we will re-energize America’s growth of small and mid-size companies and begin a new century of financial and business leadership.


Structuring deals, private equity, alternative investments, direct public offerings, start-ups & early stage companies, corporate finance, creative, branding, marketing, multimedia and design.

Time Period

2011-04 – Present


School Name

Harbor High

Time Period

1980 – 1981